These are the Terms and Conditions for the use of the Cavallino Fund, LLC site at www.cavallinofund.com. This Website is owned and operated by Hamilton Ridge Asset Management (DBA, Hamilton Ridge Capital), the manager of the Cavallino Fund, LLC. Some areas on the Site are only available to registered and/or accredited investors who have gone through the registration process.
Please read these Terms carefully. By accessing the Site, you agree to be accountable by these Terms regardless of whether or not you are registered with us. If you have any questions, please contact ir@hamiltonridge.com.
By accessing the Site, you agree that you are an “accredited investor” and provided the user name and password information by a member Hamilton Ridge Asset Management, Inc. IF YOU DO NOT HAVE AUTHORIZATION DIRECTLY FROM HAMILTON RIDGE ASSET MANAGEMENT TO ACCESS THIS SITE, YOU WILL NOT BE ABLE TO REGISTER AND THEREFORE ARE NOT ALLOWED TO ACCESS THIS SITE. PLEASE CONTACT HAMILTON RIDGE IF YOU HAVE ANY QUESTIONS: 408-332-5816 OR IR@HAMILTONRIDGE.COM.
Accredited Investor:
The Cavallino Fund is open to “accredited investors” only.. All investors who are not deemed “accredited” shall supply such information to the LLC, as the LLC may deem necessary to determine that the investor, or their purchaser representative, render the investor capable of evaluating risks of a proposed investment in an Interest. To qualify as an “accredited investor,” an investor must meet any of the following:
(a) Any bank as defined in section 3(a)(2) of the Act, or any savings and loan association or other institution as defined in section 3(a)(5)(A) of the Act whether acting in its individual or fiduciary capacity; any broker or dealer registered pursuant to section 15 of the Securities Exchange Act of 1934; any insurance company as defined in section 2(13) of the Act; any investment company registered under the Investment Company Act of 1940 or a business development company as defined in section 2(a)(48) of that Act; any Small Business Investment Company licensed by the U.S. Small Business Administration under section 301(c) or (d) of the Small Business Investment Act of 1958; any plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, if such plan has total assets in excess of $5,000,000; any employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974 if the investment decision is made by a plan fiduciary, as defined in section 3(21) of such Act, which is either a bank, savings and loan association, insurance company, or registered adviser, or if the employee benefit plan has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by persons that are accredited investors;
(b) Any private business development company as defined in section 202(a)(22) of the Investment Advisers Act of 1940;
(c) Any organization described in section 501(c)(3) of the Internal Revenue Code, corporation, Massachusetts or similar business trust, or partnership, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000;
(d) Any director, executive officer, or general partner of the issuer of the securities being offered or sold, or any director, executive officer, or general partner of a general partner of that issuer;
(e) Any natural person whose individual net worth or joint net worth with that person’s spouse, at the time of his purchase exceeds $1,000,000;
(f) Any natural person who had an individual income in excess of $200,000 in each of the two most recent years or joint income with that person’s spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level in the current year;
(g) Any trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities offered, whose purchase is directed by a sophisticated person as described in § 230.506(b)(2)(ii); or
(h) Any entity in which all of the equity owners are accredited investors.
Limitation of Liability:
You acknowledge and agree the Website and the Content is provided for informational purposes only and does not constitute investment advice or an offer to sell, or a solicitation of an offer to buy, an interest in any security.
You hereby agree to indemnify and hold harmless Hamilton Ridge Asset Management and The Cavallino Fund, LLC indemnified on demand against all costs, claims, damages, liability and expenses (including any professional fees) which Hamilton Ridge Asset Management and The Cavallino Fund, LLC might suffer by reason of a breach by you of the Terms and in particular any of the above representations.
The Content on the Site is provided by Hamilton Ridge Asset Management and The Cavallino Fund, LLC for your general information only, and is not intended to address your particular requirements. In particular, the Content does not represent any form of investment advice or recommendation and should not be used for making any investment decisions. You should conduct your own due diligence before making any investment decisions.
The Website might provide content on the Fund’s performance and will be subject to change from time to time. Past performance does not guarantee future results.
These Terms, as amended from time to time, and any other terms of business on the Website shall constitute the entire agreement between you and Hamilton Ridge Asset Management and the Cavallino Fund, LLC in relation to your use of and access to the Website.